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Nasdaq Market Regulation

Rules, Regulations and Resources

Dive deeper into the rules and regulatory structures of listing globally, plus regional resources.

What's Happening in Regulation

U.S. Market Regulation ->

At Nasdaq, our regulatory functions operate independently of Nasdaq’s business units to safeguard the integrity of our markets.

Departments

Resources

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European Market Regulation ->

Nasdaq operates securities markets in Stockholm, Copenhagen, Helsinki and Iceland. Rules and regulations serve an important purpose to sustain confidence in the financial market, enable a common framework for listed companies and protect minority stakeholders such as retail investors.

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Local Rules & Regulations

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