Derivatives Rules
The Rules & Regulations of Nasdaq Derivatives Markets govern Nasdaq Stockholm's derivative exchange and Nasdaq Clearing’s central counterparty clearing activities. The Rules and Regulations of Nasdaq Derivatives Markets include membership requirements and the trading rules and clearing rules applicable in Nasdaq Stockholm's and Nasdaq Clearing's respective derivative operations. Clearing rules for commodity derivatives can be found in the following link.
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Support
For older rule or market model versions, please email:
Support
For older rule or market model versions, please email:
Derivatives Rules
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- Appendix 1 - Quotation List (joint Exchange and Clearing Rules)
- Appendix 7 - Clearing Member Agreement
- Appendix 8 - Customer Agreement (EN)
- Appendix 8 - Kundavtal (SE)
- Appendix 8 - Asiakassopimus A (FI)
- Appendix 8 - Kundeaftale (DK)
- Appendix 8 - Kundeavtale (NO)
- Appendix 8 - Direct Clearing Client Agreement
- Appendix 9 - Clearing Agreement
- Appendix 11 - Compensation Agreement
- Appendix 12 - List of Approved Settlement Banks
- Appendix 13 - Parameter Value List
- Appendix 14 - Collateral List
- Appendix 15 - Designated Sub-accounts Discount Agreement
- Appendix 16 - Default Fund Rules
- Appendix 17 - Loss sharing Rules
- Appendix 19 - Supplement default rules for Contracts Recorded on Client Accounts
- Appendix 20A - Supplement default rules for Contracts Recorded on a Direct Clearing Account
- Appendix 21 - Service Withdrawal
- Mandatory CCP Provisions and Core Provisions of Nasdaq Clearing AB
Additional Resources
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- Market Model and Functionality – Nasdaq Derivatives Markets – version 3.1.6 – 13 November 2024
- Market Model and Functionality – Annexe A: Instrument Symbology – 19 June 2023
- Market Model and Functionality – Annexe B: Strategy Types – 14 March 2022
- Market Model and Functionality – Annexe C: Block Trade Policies – 15 April 2024
- Market Model and Functionality – Annexe D: Market Model Parameters – 25 November 2024
- Genium INET Market Model - Commodities - version 5.3
- Genium INET Market Model - Fixed Income Derivatives - version 2.6 - 3 October 2023
- Guidelines for Direct Market Access and Sponsored Access - 4 Jan 2016
Local Rules
NASDAQ COPENHAGEN
Rules & Regulations - Copenhagen
Nasdaq Copenhagen (Københavns Fondsbørs) is a regulated market licensed in Denmark.
Nasdaq Helsinki
Rules & Regulations - Helsinki
Nasdaq Helsinki (Helsingin pörssi) is a regulated market licensed in Finland.
Nasdaq Stockholm
Rules & Regulations - Stockholm
Nasdaq Stockholm (Stockholmsbörsen) is a regulated market licensed in Sweden.
Nasdaq Iceland
Rules & Regulations - Iceland
Nasdaq Iceland (Kauphöll Íslands) is a regulated market licensed in Iceland.
Common Rules
NORDIC MEMBER RULES
Rules & Regulations - Nordic Member Rules
The Nasdaq Nordic Member Rules contain conditions for membership and trading rules on the regulated markets and MTFs.
First North MTF Rules
Rules & Regulations - First North MTF Rules
The Nasdaq First North Rules contain common and local requirements to be admitted to trading on the Nasdaq First North.
Nordic Main Market Rules
Rules & Regulations – Nordic Main Market Rules
The Nasdaq Nordic Main Market Rules contain requirements for issuers to be admitted to trading on the regulated market.