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In each monthly edition of Regulatory Roundup, Tony Sio, Head of Regulatory Strategy and Innovation at Nasdaq’s Financial Technology division, shares his insights on the latest regulatory news and trends around the world.
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The ever-changing regulatory environment coupled with ongoing advances in technology produces challenges and opportunities for compliance professionals. Effectively navigating that landscape is key to protecting the markets whilst still fueling innovation.
Tony Sio, the author of Regulatory Roundup, brings 20+ years of experience implementing and advising on financial technology and surveillance practices for exchanges and regulators.
We sat down with Tony Sio on Nasdaq Uncovered to reflect on some pivotal moments from the year, emerging trends, and the importance of innovation and collaboration amongst all market participants.
We sat down with Tony Sio on Nasdaq Uncovered to reflect on some pivotal moments from the year, emerging trends, and the importance of innovation and collaboration amongst all market participants.
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