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Nasdaq Financial Technology Solutions for Regulators

Maintain integrity and drive trust and safe market participation for all.

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For regulators, the ability to protect market participants and investors is paramount. Today’s financial markets are increasingly complex. With an evolving market landscape, the introduction of new types of technology, and the next generation of investors actively engaging in markets, regulators are tasked with keeping pace.

Nasdaq’s Financial Technology Solutions
help Regulators to:

Protect Investors

Maintain fair & equitable markets

Facilitate access to capital markets

Rapidly adapt your surveillance program to evolve with the market and address complex challenges surrounding new trading methodologies, additional asset classes and increasing data volumes.

: Surveillance

Protect investors and promote integrity with the surveillance technology trusted by over 230 organizations worldwide.

Compliance Hub

Find the latest information pertaining to global market abuse regulatory requirements from our central resource hub for surveillance and compliance professionals.

Regulatory Roundup

Read each monthly edition of Regulatory Roundup in which Tony Sio, Head of Regulatory Strategy and Innovation at Nasdaq, shares his insights on the latest regulatory news and trends around the world.

Relevant Content

Additional Resources for Regulators

Whitepaper

Top 3 Market Abuse Behaviors that Exchanges Should be Monitoring

Attempts to manipulate financial markets have always existed, but not all behaviors are created equal. These three behaviors are some of the most common to be on the lookout for.

Whitepaper

The Regulatory Roadmap: 2024 and Beyond

Several regulators have laid out their priorities for 2024. Learn more about some of the key trends, including how they are looking at the proliferation of crypto assets, the uptake of AI and the importance of operational resilience.

Whitepaper

Using Social Media to Inform Surveillance Investigations

With the rise of social media influence on trading activities, surveillance practitioners need to be able to evaluate trading behaviors in this context. Learn more about how you can leverage social media to inform your investigations.

Download the whitepaper->

Video

Regulatory Spotlight - National Futures Association

Hear from the National Futures Association (NFA) about their constant mission to safeguard market integrity and investor protection. Learn more about their experience with Nasdaq Market Surveillance technology.