In collaboration with Chartis Research, Nasdaq surveyed 94 compliance professionals to determine their top challenges in the year ahead, the role of emerging technologies, the power of data scientists and technology staff, and the trends of regulatory-focused investments.
Access all the data and insights – download your copy of the 2024 Global Compliance Survey today.
Please check your inbox to read the 2024 Nasdaq Global Compliance Survey report.
Foreign investment into Latin America is poised to accelerate, but market structure issues must be solved to unlock flows. A new report from Nasdaq and The ValueExchange explores the opportunities (and expectations) for improving post-trade processes and standards.
Uncover how Latin America can unlock foreign investment flows with a new regional operational model.
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Technology continues to pace the evolution of markets, but for financial market infrastructures (FMIs), cloud transformation can be challenging to assess using a traditional total-cost-of-ownership (TCO) framework. In a paper from Celent, a rethought TCO equation is argued for that captures the holistic costs of FMIs “standing still."
As market infrastructures advance their cloud strategies and relationships with cloud service providers (CSPs), it’s vital they bring regulatory stakeholders in early and often. This report highlights the increasing adoption of cloud tech among FMIs, who are using it to foster innovation, improve efficiency, and enhance resilience in capital markets.
Download our Planning for Cloud: Regulatory Considerations for FMIs to get market insights.
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Based on lived experience in migrating three markets to the Cloud and on insights and observations gathered from delivering mission-critical market infrastructure solutions worldwide, Nasdaq has compiled a new viewpoint paper aimed at providing the 2024 Outlook for Cloud in Market Infrastructure.
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Navigating the operational model shift that comes with technology transformation is no small feat. Nasdaq has compiled a guide to help firms navigate change based on our experience as a market operator.
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Today’s securities operating model is being pulled in multiple directions at once. A new report from Nasdaq and ValueExchange details the challenges and opportunities facing financial market infrastructures (FMIs).
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Voluntary carbon markets (VCMs) have become a force across the globe. But a new report from Nasdaq and The ValueExchange finds that today’s structural challenges imperil tomorrow’s growth.
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Unprecedented volume. Major disruptive events. New asset classes. The last few years have put a strain on market infrastructure operators. However, amid the challenges lies an opportunity to position for the future and improve operations via infrastructure modernization with cloud adoption as the foundation.
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As an area susceptible to climate change impacts, the Middle East and North Africa (MENA) region is an ideal staging ground for the growth and maturation of carbon markets.
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In recent public addresses, prominent regulators have delineated their key focus areas for 2024, reflecting industry trends like the expansion of crypto assets, the integration of artificial intelligence (AI), and the imperative for operational resilience. These priorities carry substantial implications for the market surveillance strategies of financial institutions. Read our paper to learn more.
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Regulation of cryptocurrency varies globally by region, jurisdiction, and regulatory body. Nasdaq’s comprehensive and updated 2023 Cryptocurrency Regulation Guide identifies all the major policies around the world that govern the regulation of crypto assets.
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In 2023, Nasdaq hosted Commissioner Caroline D. Pham from the U.S. Commodity Futures Trading Commission (CFTC) at the bi-annual Surveillance Conference in Tokyo, Japan. Read our paper to discover the top priorities of the CFTC and how to navigate the constantly evolving global markets.
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Written by Chartis in collaboration with Nasdaq, this paper considers the importance of trade surveillance for financial institutions and examines the key considerations for firms when implementing an effective solution.
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Conducted annually for nearly a decade, the Global Compliance Survey gathers feedback from compliance professionals at organizations that sit within the capital markets ecosystem. Access all the data and insights and learn what matters most to compliance professionals around the world.
Please check your inbox for your copy of the 2023 Nasdaq Global Compliance Survey.
As regulatory reforms and market structure changes transform collateral management needs globally, Nasdaq’s Clearing and Collateral solutions provide a strategic platform for CCPs to enhance services, realize collateral efficiencies, and capture business opportunities in the new collateral management paradigm.
As regulatory reforms and market structure changes transform collateral management needs globally, Nasdaq’s Clearing and Collateral solutions provide a strategic platform for CCPs to enhance services, realize collateral efficiencies, and capture business opportunities in the new collateral management paradigm.
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With over 50 years' experience of operating electronic exchanges, Nasdaq offers multi-asset trading technology purpose-built for efficient and robust matching across a broad spectrum of market models and needs.
Download our Nasdaq Exchange Matching Technology Factsheet to learn more about our solution.
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Nasdaq Market Surveillance has nearly 30 years of experience as the industry benchmark for real-time and T+1, cross-market, cross-asset surveillance. Owning and operating 18 venues enables Nasdaq to provide customers with unique surveillance advisory and best meet each client’s distinct surveillance needs.
Download our Nasdaq Market Surveillance Factsheet to learn more about our solution.
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Read the factsheet to learn how Nasdaq Trade Surveillance meets and helps overcome difficulties in data sorting, management, and trade alerts.
Download our Nasdaq Trade Surveillance Factsheet to learn more about our solution.
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Consistent with international standards and best practices, Nasdaq CSD Technology delivers a stable and high-performing core infrastructure for multi-asset depository, settlement and corporate actions with high throughput. In parallel, the agile solution enables CSDs to innovate and realize new business opportunities like expansion into digital assets, international custody and securities financing.
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Nasdaq’s Clearing Technology provides comprehensive multi-asset clearing, risk and settlement capabilities that unlock operational and cost efficiencies for CCPs, their members and clients. A cloud-native, scalable and resilient solution, it enables CCPs to innovate, launch new products with short time-to-market, and expand capacity with growing volumes.
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Learn more about Nasdaq’s technology custom built for carbon markets and registries.
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Learn more about Nasdaq’s technology custom built for carbon markets and registries.
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Learn more about Nasdaq’s SaaS-deployed infrastructure for exchanges, marketplaces and registries.
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Discover how establishing a new marketplace model can meet the demand for carbon credit assets can create a standard way to trade carbon credits.
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The market for ITMOs, a carbon credit-like mechanism, is growing and will need dependable technology and infrastructure to support scale as nations look to leverage international cooperation in meeting climate goals.
The clearing landscape is evolving quickly. Read a summary of Nasdaq's new whitepaper diving into the trends and then download the full paper to understand the impacts to central counterparty clearing houses (CCPs) and their member firms.
Latin American capital markets are growing and Nasdaq Financial Technology is helping regional banks and brokers gain the operational agility needed to modernize and capitalize on new opportunities.
Volatility and high interest rates continue to impact energy and commodity markets. Add in new margin calculations and the operational complexity for traders and brokers rises. This blog is the first in a series examining market conditions and the value of granular, real-time risk insights.
Explore the imminent implementation of the Fundamental Review of the Trading Book (FRTB) in European and American markets and its impact on financial institutions
Banco Central do Brazil IFRS 9 ECL resolutions require complex calculations, reconciliation, and effective governance. Read the article to learn more.
The shift towards granular data reporting (GDR) in Asia-Pacific represents a significant evolution in the regulatory landscape in the region, while also reflecting the global trend towards data-driven oversight and enhanced transparency.
Explore the delicate balance between innovation and stability in the financial sector as regulators and institutions navigate technological advancements and risks.
Read why the Mauritius Commercial Bank chose Nasdaq Calypso to drive strategic growth, scale operations with a comprehensive front-to-back capital markets solution and accelerate its cloud journey.
Read why the Mauritius Commercial Bank chose Nasdaq Calypso to drive strategic growth, scale operations with a comprehensive front-to-back capital markets solution and accelerate its cloud journey.
Please check your inbox for the Mauritius Commercial Bank Case Study.
Learn how Nasdaq’s technology is powering trading, market surveillance, ETD and OTC clearing, risk- and collateral management at Japan Exchange Group (JPX).
Download our case study to learn how Nasdaq’s technology is powering trading, market surveillance, ETD and OTC clearing, risk- and collateral management at Japan Exchange Group (JPX).
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Learn how Depósito Central de Valores (DCV) leverages Nasdaq technology to modernize and evolve Chile’s capital markets infrastructure for future growth.
Download our case study to learn how Depósito Central de Valores (DCV) leverages Nasdaq technology to modernize and evolve Chile’s capital markets infrastructure for future growth.
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To grow their FX businesses in a volatile environment driven by global challenges, banks must digitalize processes, end-to-end. Read here to learn how this growing regional bank is making that strategic transformation happen — utilizing the Nasdaq Calypso front-to-back FX solution, fully integrated Nasdaq CapCloud™, and Nasdaq Calypso e-FX Portal to the benefit of its traders, sales desks, and customers.
Read here to learn how this growing regional bank is making that strategic transformation happen — utilizing the Nasdaq Calypso front-to-back FX solution, fully integrated Nasdaq CapCloud™, and Nasdaq Calypso e-FX Portal to the benefit of its traders, sales desks, and customers.
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Read here to learn how a major life-insurance firm transformed its derivatives trading and processing ecosystem with the Nasdaq Calypso front-to-back SaaS solution — modernizing its systems while relying on Nasdaq CapCloud™ experts to manage the environment.
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Download our case study to learn how the Stock Exchange of Thailand (SET) modernized its core infrastructure across trading, pre-trade risk management, index, market surveillance and data management with Nasdaq technology to better serve international and domestic investors.
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This case study tells Landesbank Baden-Württemberg’s (LBBW) strategic capital-markets consolidation & innovation story, covering many milestones with Calypso across treasury, regulations (LIBOR transition, UMR), ETD and OTC clearing, cross-asset platform, back office, collateral, cloud transition, MR rebase, and a new carbon-emission business launch.
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Read how this G-SIB continues to leverage our solutions to comply with the latest Basel regulatory changes for the capital markets.
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Macro events driving focus on capacity planning, global impacts from the North America T+1 reform and refining modernization strategies to successfully mobilize change. In this Nasdaq Pulse, Magnus Haglind, Head of Marketplace Technology, discusses key strategic themes that will dominate FMIs’ agendas in 2024.
Gil Guillaumey, Head of Capital Markets Technology at Nasdaq, provides insights into the 2024 outlook for banks and brokers. He discusses the evolving landscape of regulations, market reforms, and infrastructure modernization initiatives that are impacting the financial industry.
The Securities and Exchange Commission recently published its 2024 Examination Priorities report. Tony Sio, Head of Regulatory Strategy and Innovation for Anti-Financial Crime at Nasdaq, joins Jill Malandrino on Nasdaq TradeTalks to discuss the purpose of the report and what it covers.
Ian Hawkins, head of Product Management at Nasdaq speaks to FinextraTV's Hannah Wallace about a recent prosecution by Dutch regulator, the AFM, and provides insights into the type of tradeable products that can be subject to this type of market abuse as well as some of the manipulative devices used.
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