2023 Nasdaq Global Compliance Survey Hero
    2024 Nasdaq Global Compliance Survey
    2024 Nasdaq Global Compliance Survey

    Insights on the Ever-Evolving Surveillance and Compliance Landscape

    2024 Nasdaq Global Compliance Survey

    Learn what matters most to compliance professionals around the world.

    Download Report

    Key Findings

    Survey proves emerging technologies are a critical investment.

    94
    compliance professionals responses

    48%
    of respondents have already invested or will invest in surveillance technology over the next 12 months

    27%
    responded their primary driver of their compliance processes is the increase in regulatory scrutiny

    35%
    identified advanced technologies and artificial intelligence as the main influences on their near-term compliance efforts

    Report

    Read the 2024 Nasdaq Global Compliance Survey to Learn:

    • What compliance professionals consider their top challenges in the year ahead
    • Why compliance professionals have increased demand for a more data-driven approach and gaining a strategic edge
    • How the landscape is rapidly evolving towards a model that prioritizes innovation, efficiency and the application of technology 

    And more! Download now →

    • What compliance professionals consider their top challenges in the year ahead
    • Why compliance professionals have increased demand for a more data-driven approach and gaining a strategic edge
    • How the landscape is rapidly evolving towards a model that prioritizes innovation, efficiency and the application of technology 

    And more! Download now →

    2024 Nasdaq Global Compliance Survey

    Access all the data and insights – download your copy of the 2024 Global Compliance Survey today.

    Nasdaq Study Shows Firms Turning to AI and Data Scientists to Enhance Regulatory Compliance

    Nasdaq’s 9th Annual Global Compliance Survey highlights the increasing reliance on AI and data scientists to enhance regulatory compliance within the financial services industry.

    Read the press release ->

    Nasdaq’s 9th Annual Global Compliance Survey highlights the increasing reliance on AI and data scientists to enhance regulatory compliance within the financial services industry.

    Read the press release ->

    Read Our Previous Reports:

    2023 Nasdaq Global Compliance Survey

    2023 Nasdaq Global Compliance Survey

    2022 Nasdaq Global Compliance Survey

    2022 Nasdaq Global Compliance Survey

    2020 Nasdaq Global Compliance Survey

    2020 Nasdaq Global Compliance Survey

    2019 Nasdaq Global Compliance Survey

    2019 Nasdaq Global Compliance Survey

    2018 Nasdaq Global Compliance Survey

    2018 Nasdaq Global Compliance Survey

    ANTI-FINANCIAL CRIME

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    Maintain fair, transparent and safe markets with a robust platform for exchanges, marketplaces and regulators to manage cross-market, cross-asset, multi-venue surveillance.

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    Maintain fair, transparent and safe markets with a robust platform for exchanges, marketplaces and regulators to manage cross-market, cross-asset, multi-venue surveillance.

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    Nasdaq Crypto Surveillance

    Effectively mitigate risks across traditional and digital assets, fiat and crypto, and on and off-chain activities with a comprehensive suite of crypto-specific monitoring capabilities.

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    Effectively mitigate risks across traditional and digital assets, fiat and crypto, and on and off-chain activities with a comprehensive suite of crypto-specific monitoring capabilities.

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