Access all the data and insights from the 2024 Global Compliance Survey.
We don’t just sell pioneering surveillance technology, our own global exchanges use it too.
Benefit from one of the most comprehensive surveillance tools on the market, used by over 170 banks & brokers and trusted by over 45 exchanges and 13 regulators.
200+ markets and data feeds sourced, hosted & maintained by us–so you can do what you do best.
Access coverage of 120+ equities markets.
Gain visibility across 50+ futures and options markets.
Works with contracts spanning 40 global energy and commodity markets.
Help support the stability and integrity of the emerging digital assets ecosystem with comprehensive coverage for crypto spot trading.
Monitor foreign exchange trading for nefarious activities – including those outlined in the Global Code of Conduct.
Tailor your surveillance approach to the unique trading attributes of Fixed Income with coverage for manipulation across related products, RFQ frontrunning, and D2D and D2C trading flows.
Dual capacities to surveil multilateral dark pools such as ATSs and MTFs, as well as internalized trading, such as liquidity aggregators or systematic internalizers.
Monitor across physical and financial energy markets with alerts that are tailored to meet regulatory requirements laid out by REMIT, MAR, FERC, and CFTC.
Surveil OTC precious metals markets for misdeeds including benchmark fixes, trading-with-knowledge, and unusual pricing.
Access coverage of 120+ equities markets.
Gain visibility across 50+ futures and options markets.
Works with contracts spanning 40 global energy and commodity markets.
Help support the stability and integrity of the emerging digital assets ecosystem with comprehensive coverage for crypto spot trading.
Monitor foreign exchange trading for nefarious activities – including those outlined in the Global Code of Conduct.
Tailor your surveillance approach to the unique trading attributes of Fixed Income with coverage for manipulation across related products, RFQ frontrunning, and D2D and D2C trading flows.
Dual capacities to surveil multilateral dark pools such as ATSs and MTFs, as well as internalized trading, such as liquidity aggregators or systematic internalizers.
Monitor across physical and financial energy markets with alerts that are tailored to meet regulatory requirements laid out by REMIT, MAR, FERC, and CFTC.
Surveil OTC precious metals markets for misdeeds including benchmark fixes, trading-with-knowledge, and unusual pricing.
Ian Hawkins, head of Product Management at Nasdaq speaks to FinextraTV's Hannah Wallace about a recent prosecution by Dutch regulator, the AFM, and provides insights into the type of tradeable products that can be subject to this type of market abuse as well as some of the manipulative devices used.
Nasdaq recently hosted a webinar with ESMA discussing the implications of the MiCA regulation, focusing on surveillance, compliance, and the broader capital market ecosystem. They highlighted the current trends in the crypto market, detailed the provisions and challenges of MiCA, and emphasized the role of ESMA in ensuring compliance and promoting common supervisory practices across the EU.
Nasdaq recently hosted a webinar with ESMA discussing the implications of the MiCA regulation, focusing on surveillance, compliance, and the broader capital market ecosystem. They highlighted the current trends in the crypto market, detailed the provisions and challenges of MiCA, and emphasized the role of ESMA in ensuring compliance and promoting common supervisory practices across the EU.
Please check your inbox to watch the webinar replay.
Read our newest buyer's guide to learn about key considerations to help assess the solution that best suits your firm.
Selecting the ideal surveillance solution for your business is often a time-consuming and difficult experience. Learn more about key considerations to help assess the solution that best suits your firm.
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Complete the form to request a free demo of our Nasdaq Trade Surveillance solution.
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In the meantime, visit our FAQs for answers to additional questions you might have
Ensure your own organization and market participants are protected from potential financial misdeeds.
Ensure your own organization and market participants are protected from potential financial misdeeds.
Track and disrupt financial crime as it occurs across multiple markets.
Track and disrupt financial crime as it occurs across multiple markets.
Stay ahead in the rapidly evolving global market landscape by navigating the latest market abuse regulations and complex market dynamics across multiple jurisdictions.
Stay ahead in the rapidly evolving global market landscape by navigating the latest market abuse regulations and complex market dynamics across multiple jurisdictions.
Strengthen regulatory compliance and enhance your ability to detect, investigate and report potentially suspicious activity with targeted analytics and end-to-end BSA/AML solutions.
Strengthen regulatory compliance and enhance your ability to detect, investigate and report potentially suspicious activity with targeted analytics and end-to-end BSA/AML solutions.
Learn how Nasdaq Trade Surveillance meets and helps overcome difficulties in data sorting, management, and trade alerts.
Please check your inbox for the factsheet.
See how Nasdaq Trade Surveillance can help your firm to keep pace with evolving regulations and effectively monitor across physical and financial energy markets.
Please check your inbox for the factsheet.
Learn how you can monitor your pre-hedging risk with Nasdaq Trade Surveillance. Please complete and submit the form to receive your copy of the whitepaper.
Please check your inbox to read the whitepaper.
In Nasdaq's 2022 Global Compliance Survey, feedback was gathered from financial industry compliance professionals to shed light on new and longstanding challenges encountered in surveillance and compliance operations.
Please check your inbox for the survey report.
Crypto regulation is here and ever-evolving. Learn more about how Nasdaq Trade Surveillance for Crypto Trading can level the playing field.
Please check your inbox for the whitepaper.
Analyzing the surveillance repercussions of the rapid growth in retail user engagement with the market.
Please check your inbox for the whitepaper.
Yes. Throughout our almost 30-year history, we have continued to innovate and adapt our technology to effectively monitor new markets and asset classes. Our coverage now spans over 200 markets and 300+ behaviors – spanning multiple asset classes and markets, including crypto.
Nasdaq Trade Surveillance is one of the most robust surveillance tools on the market. Nasdaq Trade Surveillance presents a far-ranging suite of features, preparing you to track crime across multiple regions and asset types by looking at all market and trading data – never sampling. Nasdaq Trade Surveillance also benefits from Nasdaq’s unique position as a longtime global operator of numerous exchanges and the expertise garnered from monitoring our own 28 markets.
Surveillance is increasingly moving from an optional, but pragmatic, component to an essential need. Being proactive about surveillance means not only will you be less likely to incur a costly fee down the line, but you will also deter financial misdeeds within your firm, ensuring that your employees are adhering to regulatory guidelines and preventing potential reputational damage.
