Financial markets are witnessing a period of rapid growth and innovation through the rise of online retail brokers and involvement of non-institutional investors.
Nasdaq Trade Surveillance, for online retail brokers and the retail arm of banks, is a tailored, comprehensive surveillance solution that helps protect your firm from financial crime and reputational damage.
Out of the box alert scenarios ensure you have coverage across a wide array of market abuse behaviors relevant to retail brokers, including insider trading, pump and dump, wash trading, pattern alerts and more.
Out of the box alert scenarios ensure you have coverage across a wide array of market abuse behaviors relevant to retail brokers, including insider trading, pump and dump, wash trading, pattern alerts and more.
Intuitive visualizations distill complex market data into one easy-to-use, customizable user interface that allows you to tailor analysis to specific patterns and alerts.
Intuitive visualizations distill complex market data into one easy-to-use, customizable user interface that allows you to tailor analysis to specific patterns and alerts.
Our 24/7 customer service team is dedicated to training and supporting your firm. We manage implementation and data sourcing, hosting and maintenance - so you don’t have to!
Our 24/7 customer service team is dedicated to training and supporting your firm. We manage implementation and data sourcing, hosting and maintenance - so you don’t have to!
Nasdaq’s surveillance community is the largest, spanning 170+ market participants, 50+ exchanges and 15+ regulators.
With the largest number of retail clients, we run frequent peer group analytics to ensure you can benchmark against industry peers.
Nasdaq’s surveillance community is the largest, spanning 170+ market participants, 50+ exchanges and 15+ regulators.
With the largest number of retail clients, we run frequent peer group analytics to ensure you can benchmark against industry peers.
Learn more about how Nasdaq Trade Surveillance can help protect your retail firm from nefarious behavior.
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Read a recent market manipulation use case from the retail industry and learn how to make your surveillance system the most effective it can be.
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Click to learn more about the top 3 behaviors that are impacting retail brokers today.
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Proactively detect market abuse and comply with regulations with time-tested and comprehensive cross-market, cross-asset trade surveillance technology.
Proactively detect market abuse and comply with regulations with time-tested and comprehensive cross-market, cross-asset trade surveillance technology.
Maintain fair, transparent and safe markets with a robust platform for exchanges, marketplaces and regulators to manage cross-market, cross-asset, multi-venue surveillance.
Maintain fair, transparent and safe markets with a robust platform for exchanges, marketplaces and regulators to manage cross-market, cross-asset, multi-venue surveillance.