Nasdaq RegCloud SaaS Services

Nasdaq AxiomSL

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Nasdaq RegCloud

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Secure, fast, and timely reporting - as a service

As capital markets operations continue to grow in size and complexity, financial institutions can no longer rely on aging technology stacks with key person risk. Modernizing the technology landscape with vendor-managed SaaS delivers the growth engine of tomorrow, and enables the institutions to face fresh digital competition by launching new products faster than before.

Nasdaq RegCloud

The Nasdaq RegCloud fully managed SaaS offering delivers unparalleled security, operational agility, continuous innovation, and cloud-only features for a superior end user experience. No longer burdened or distracted by total cost of owning and operating complex hardware and software infrastructures, Nasdaq RegCloud enables clients to focus on their business prioritize – achieving strategic value from technology, maximizing resource utilization for optimized TCO, and managing the process, data integrity and controls associated with their regulatory commitments.

: The Nasdaq RegCloud fully managed SaaS offering delivers unparalleled security, operational agility, continuous innovation, and cloud-only features for a superior end user experience. No longer burdened or distracted by total cost of owning and operating complex hardware and software infrastructures, Nasdaq RegCloud enables clients to focus on their business prioritize – achieving strategic value from technology, maximizing resource utilization for optimized TCO, and managing the process, data integrity and controls associated with their regulatory commitments.

Key Features

Develop, run, and manage standard or customized regulatory-reporting solutions on Nasdaq AxiomSL without maintaining underlying technology infrastructure
Single-tenant application model for complete data isolation from other clients
Secure network connectivity, and technical and application management services
Continuous deployment of regulator-driven changes and documentation with Regulatory Change Services (RCS)
Industry-accredited security protocols and delivery frameworks and best practices
Continuous integration and deployment pipelines for Infrastructure as Code, and core software
Multi-layer infrastructure resiliency, potentially across multiple geographic locations
Disaster recovery best-practices for recovery point objective (RPO) and recovery time objective (RTO) service-level commitments

Benefits

Unparalleled Security and Performance

Industry best practice architecture, policies, and procedures
Well-architected, high-performing, resilient, and efficient infrastructure for regulatory workloads
ISO 27001/ISO 27017 certified, SOC 1/SOC 2 Type II audited and SEC WORM compliant
Industry-accepted standard for data encryption at rest and in transit
Comprehensive risk management: identification, evaluation, treatment, and communication
Enhanced resilience through synchronous data replication

: Industry best practice architecture, policies, and procedures
Well-architected, high-performing, resilient, and efficient infrastructure for regulatory workloads
ISO 27001/ISO 27017 certified, SOC 1/SOC 2 Type II audited and SEC WORM compliant
Industry-accepted standard for data encryption at rest and in transit
Comprehensive risk management: identification, evaluation, treatment, and communication
Enhanced resilience through synchronous data replication

Unrivaled SaaS Experience

Dedicated cloud engagement manager from inception
Deep technical Nasdaq RegCloud and platform knowledge of Nasdaq AxiomSL’s ControllerView
24/7 operations and support teams
Proactive real-time infrastructure and application monitoring
Rapid incident response model in line with ITIL best practice
Robust RegCloud migration framework from discovery to validation
Flexible data transfer capabilities for all data volumes

: Dedicated cloud engagement manager from inception
Deep technical Nasdaq RegCloud and platform knowledge of Nasdaq AxiomSL’s ControllerView
24/7 operations and support teams
Proactive real-time infrastructure and application monitoring
Rapid incident response model in line with ITIL best practice
Robust RegCloud migration framework from discovery to validation
Flexible data transfer capabilities for all data volumes

Seamless Regulatory Change Process

Interactive solution-update planning with regulatory subject-matter experts
Automated change promotion, regression testing, and UAT support
Continuous deployment of regulator-driven changes and documentation
Reduction in time-to-comply with regulations
Cost predictability for change management

: Interactive solution-update planning with regulatory subject-matter experts
Automated change promotion, regression testing, and UAT support
Continuous deployment of regulator-driven changes and documentation
Reduction in time-to-comply with regulations
Cost predictability for change management

Resource Library

US Regional Bank Exploits Nasdaq Calypso Cross-Platform Ecosystem for Front-to-Back Risk and Nasdaq CapCloud for Agility

Category III bank and regulatory solutions client expands its relationship to the capital markets with Nasdaq Calypso SaaS for Basel III Endgame compliance. Download the pdf to read more.

Read the news ->

Nasdaq RegCloud Transition in Numbers

Read about the benefits of replacing inflexible on-premises applications and automating inefficient and error-prone manual processes through a managed SaaS regulatory reporting solution. Improve user productivity, increase agility, and reduce the risk of noncompliance.