To minimize current operational risks and prepare for future regulatory changes, buy- and sell-side firms need automated, flexible, and intelligent systems capable of handling complex data requirements and the timely filing of disclosures required by regulators in more than 100 jurisdictions globally.
We help firms efficiently and effectively manage global shareholding disclosure requirements across more than 100 jurisdictions, complex legal-entity structures, and constantly changing market rules.
Lack of jurisdictional harmonization and constantly changing reporting regimes add cost and complexity to maintaining compliance with shareholder disclosure obligations for firms operating in a global investment landscape.
Regulators moving towards more frequent disclosures on a wider array of subjects exacerbates the resource crunch of time-consuming, human-intensive processes to manage disclosure submissions at pace.
The combination of manual processes, a disjointed view of datasets sourced from multiple locations, and difficulties tracking and interpreting the latest requirements in near real-time creates a tsunami of unrealized operational risk for firms that mounts with each additional jurisdiction.
Depending on your corporate structure, firms must decide how to report – across their company, across their group, across their entity – with many different stakeholders and deadlines to consider.
Lack of jurisdictional harmonization and constantly changing reporting regimes add cost and complexity to maintaining compliance with shareholder disclosure obligations for firms operating in a global investment landscape.
Regulators moving towards more frequent disclosures on a wider array of subjects exacerbates the resource crunch of time-consuming, human-intensive processes to manage disclosure submissions at pace.
The combination of manual processes, a disjointed view of datasets sourced from multiple locations, and difficulties tracking and interpreting the latest requirements in near real-time creates a tsunami of unrealized operational risk for firms that mounts with each additional jurisdiction.
Depending on your corporate structure, firms must decide how to report – across their company, across their group, across their entity – with many different stakeholders and deadlines to consider.
Nasdaq AxiomSL integrates data and rules management with robust calculations and reporting templates on a single platform to enable rapid delivery against disclosure obligations with full-chain verification, validation and auditability.
Manage rules governing disclosure thresholds for equity positions in over 100 jurisdictions, and ensure legal mandates and rules are correctly interpreted into calculations and downstream reporting with AxiomSL’s robust data dictionary.
Leverage our industry-standard rules or your own interpretations to take control over rules application with easy-to-read definitions and sophisticated threshold calculations that enable interpretation of rule changes on the fly.
Benefit from consistent, repeatable workflows based on industry best practices in a user-controlled environment that adapts to your operating model and delivers high-volume processing and intra-day runs.
Control and monitor end-to-end operational processes via transparent web-based dashboards that interface with client-specific data structures and workflows without the need for data conversion.
The combination of our automated, data-driven platform, rules-based approach and industry-standard content significantly reduces operational risk end-to-end by ensuring accuracy of interpretation, reducing false-positive alerts, and decreasing reliance on error-prone manual processes.
Detailed upstream and downstream data flows combine with multi-level sign-off hierarchies and automated, explainable alerts to help demonstrate robust processes and controls.
Because each client's makeup, organizational goals, and capabilities are unique, we enable you to balance best practices and customization through user-defined disclosure thresholds and alert management, as well as the operational model you use, timing, and delivery of data across your global operations.
Our fully SaaS delivery ensures you have not only the latest regulatory rules but also the technological scale and flexibility required to help your organization meet the volume and velocity of complex regulatory changes without drastically impacting your bottom line.
The combination of our automated, data-driven platform, rules-based approach and industry-standard content significantly reduces operational risk end-to-end by ensuring accuracy of interpretation, reducing false-positive alerts, and decreasing reliance on error-prone manual processes.
Detailed upstream and downstream data flows combine with multi-level sign-off hierarchies and automated, explainable alerts to help demonstrate robust processes and controls.
Because each client's makeup, organizational goals, and capabilities are unique, we enable you to balance best practices and customization through user-defined disclosure thresholds and alert management, as well as the operational model you use, timing, and delivery of data across your global operations.
Our fully SaaS delivery ensures you have not only the latest regulatory rules but also the technological scale and flexibility required to help your organization meet the volume and velocity of complex regulatory changes without drastically impacting your bottom line.
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