Nasdaq Trade Surveillance
Challenges of Effective Surveillance in Fixed Income Markets
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Fill out the form to learn more about regulators' efforts to improve participants' management of market abuse risks.
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Whitepaper
Challenges of Effective Surveillance in Fixed Income Markets
The unique nature of how Fixed Income is traded means that, in order to avoid regulatory scrutiny, firms must tailor their surveillance programs to reflect product-specific risks. This paper highlights the Australian Securities and Investment Commission’s (ASIC) recent reports identifying concerns about the effectiveness of participants’ surveillance programs for Fixed Income.
Learn more about regulators' efforts to improve participants' management of market abuse risks.
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The unique nature of how Fixed Income is traded means that, in order to avoid regulatory scrutiny, firms must tailor their surveillance programs to reflect product-specific risks. This paper highlights the Australian Securities and Investment Commission’s (ASIC) recent reports identifying concerns about the effectiveness of participants’ surveillance programs for Fixed Income.
Learn more about regulators' efforts to improve participants' management of market abuse risks.
ANTI-FINANCIAL CRIME
Ally with Nasdaq's Anti-Financial Crime Technology
Nasdaq Trade Surveillance
Proactively detect market abuse and comply with regulations with time-tested and comprehensive cross-market, cross-asset trade surveillance technology.
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Proactively detect market abuse and comply with regulations with time-tested and comprehensive cross-market, cross-asset trade surveillance technology.
Nasdaq Market Surveillance
Maintain fair, transparent and safe markets with a robust platform for exchanges, marketplaces and regulators to manage cross-market, cross-asset, multi-venue surveillance.
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Maintain fair, transparent and safe markets with a robust platform for exchanges, marketplaces and regulators to manage cross-market, cross-asset, multi-venue surveillance.
Nasdaq Crypto Surveillance
Effectively mitigate risks across traditional and digital assets, fiat and crypto, and on and off-chain activities with a comprehensive suite of crypto-specific monitoring capabilities.
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Effectively mitigate risks across traditional and digital assets, fiat and crypto, and on and off-chain activities with a comprehensive suite of crypto-specific monitoring capabilities.
