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FINRA is authorized by Congress to protect America’s investors by making sure the broker-dealer industry operates fairly and honestly. We oversee more than 624,000 brokers across the country—and analyze billions of daily market events.

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Feb 7, 2019
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Feb 7, 2019
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Feb 7, 2019
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Feb 7, 2019
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Jan 25, 2019
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Jan 25, 2019
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Jan 15, 2019
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Jan 15, 2019
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Jan 11, 2019
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Jan 11, 2019
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Sep 26, 2018
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Sep 26, 2018
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Sep 19, 2018
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Sep 19, 2018
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Sep 11, 2018
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Sep 11, 2018
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Sep 6, 2018
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Sep 6, 2018
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Aug 23, 2018
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Aug 23, 2018
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