Compliance Questionnaires

    Nasdaq Governance Solutions

    Compliance Questionnaires
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    Digital Compliance Questionnaires | Streamline Annual Board Questionnaires
    Digital Compliance Questionnaires | Streamline Annual Board Questionnaires

    Compliance Questionnaires

    Transform your compliance efforts into a seamless, digital process.

    Simplify your compliance efforts with robust and customisable compliance questionnaires using a flexible and efficient governance platform. Built to help you manage risks through conflict of interest, code of conduct, cybersecurity questionnaires and more.

    Why Compliance Questionnaires?

    Achieve Governance Excellence with Robust and Customizable Compliance Questionnaires

    Customizable Compliance Questionnaires Key Features

    Customize compliance questionnaires to meet your organization's needs.

    Conflict of Interest

    Streamline your organization's risk management questionnaire process

    Code of Conduct

    Address the key components to develop a comprehensive ethics platform

    Cybersecurity

    Evaluate directors’ level of cybersecurity expertise and understand business alignment with the latest protocols and practices

    Related Party Questionnaire

    Streamline new accounting standards and disclosure requirements

    FCPA & Anti-Bribery

    Review and administer FCPA and anti-bribery questionnaires

    NASDAQ COMPLIANCE QUESTIONNAIRES

    Discover Nasdaq’s Questionnaires Platform

    Nasdaq’s questionnaires platform is a dynamic digital solution, purpose-built to meet the needs of everyone in the compliance equation—from corporate secretaries and general counsel to directors and officers.

    Nasdaq’s questionnaires platform is a dynamic digital solution, purpose-built to meet the needs of everyone in the compliance equation—from corporate secretaries and general counsel to directors and officers.

    NASDAQ’S QUESTIONNAIRES PLATFORM

    Key Features

    Nasdaq’s questionnaires platform provides corporate secretaries, general counsel, directors, and executive officers with a modernized interface to manage and complete questionnaires and evaluations. Discover key platform features and capabilities.

    Nasdaq’s Questionnaires Platform: Modernized Dashboard

    Nasdaq’s Questionnaires Platform provides corporate secretaries and general counsel with a modernized interface for managing directors’ and officers’ questionnaires, board and CEO evaluations, and other compliance questionnaires. The platform’s dashboard feature showcases all elements related to your questionnaires and evaluations, so you can update forms, send reminders, download reports, and more—all in one place. Discover other platform features and capabilities here.

    Nasdaq’s Questionnaires Platform: Streamlined Director Experience

    Nasdaq’s Questionnaires Platform streamlines questionnaire and evaluation processes. Directors and executive officers can complete questionnaires confidently and quickly—and from any device, anytime and anywhere. Discover key platform features and capabilities here.

    Nasdaq’s Questionnaires Platform: Data-Driven Reporting

    Nasdaq’s Questionnaires Platform transforms manual reporting into a data-driven, automated process, saving time for corporate secretaries and general counsel. With the platform’s reporting feature, you can process respondent data on-demand and report sensitive information with efficiency and confidence. Discover other platform features and capabilities here.

    Nasdaq's Platform vs. other technologies

    The Value of Our Compliance Questionnaires

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    Security

    Your questionnaires are stored in Nasdaq’s platform, which leverages the security of third-party cloud provider Microsoft Azure.

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    Data & Analytics

    Our strategic reporting gives you the data to help you make important decisions for your company.

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    Compliance

    Our team helps you develop processes that support your internal compliance program.

    By The Numbers

    A Global Leader in Governance Solutions

    1000+
    Projects Completed

    $10.2
    Trillion Market Cap

    39%
    Fortune 500 Clients

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    Resources

    More Information

    Nasdaq Governance Solutions

    Go beyond the boardroom and explore Nasdaq’s full suite of corporate governance solutions.

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    Streamline meeting management, collaboration, and decision-making processes for boards, committees, and leadership teams.

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    Measure and improve with board evaluations

    Identify opportunities for improvement, promote alignment between the board and management, and turn director feedback into strategic action.

    Identify opportunities for improvement, promote alignment between the board and management, and turn director feedback into strategic action.

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    Promote efficiency and accuracy with questionnaires

    Digitally collect information from directors and officers to help ensure accuracy in disclosures, simplify compliance efforts, and manage potential risks.

    Digitally collect information from directors and officers to help ensure accuracy in disclosures, simplify compliance efforts, and manage potential risks.

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    Increase transparency with ESG reporting.

    Simplify the process of environmental, social, and governance (ESG) data capture, engagement, oversight, and disclosure.

    Simplify the process of environmental, social, and governance (ESG) data capture, engagement, oversight, and disclosure.

    AI Translation

    Our translation tool strives for accuracy, yet no machine translation is flawless or a substitute for human translators. Translations are offered as a convenience, "as is." We do not guarantee the accuracy, reliability, or correctness of translations from English to other languages. Certain content may not translate accurately due to software limitations.

    The original English text prevails on the website. Variances in translation are non-binding and hold no legal weight for compliance or enforcement. For queries about translated content accuracy, consult the official English version of our site

    Our translation tool strives for accuracy, yet no machine translation is flawless or a substitute for human translators. Translations are offered as a convenience, "as is." We do not guarantee the accuracy, reliability, or correctness of translations from English to other languages. Certain content may not translate accurately due to software limitations.

    The original English text prevails on the website. Variances in translation are non-binding and hold no legal weight for compliance or enforcement. For queries about translated content accuracy, consult the official English version of our site