Compliance Questionnaires

Nasdaq Governance Solutions

Compliance Questionnaires
Generic Cybersecurity Banner with Fingerprint Design
Digital Compliance Questionnaires | Streamline Annual Board Questionnaires
Digital Compliance Questionnaires | Streamline Annual Board Questionnaires

Compliance Questionnaires

Transform your compliance efforts into a seamless, digital process.

Simplify your compliance efforts with robust and customisable compliance questionnaires using a flexible and efficient governance platform. Built to help you manage risks through conflict of interest, code of conduct, cybersecurity questionnaires and more.

Why Compliance Questionnaires?

Achieve Governance Excellence with Robust and Customizable Compliance Questionnaires

Customizable Compliance Questionnaires Key Features

Customize compliance questionnaires to meet your organization's needs.

Conflict of Interest

Streamline your organization's risk management questionnaire process

Code of Conduct

Address the key components to develop a comprehensive ethics platform

Cybersecurity

Evaluate directors’ level of cybersecurity expertise and understand business alignment with the latest protocols and practices

Related Party Questionnaire

Streamline new accounting standards and disclosure requirements

FCPA & Anti-Bribery

Review and administer FCPA and anti-bribery questionnaires

NASDAQ COMPLIANCE QUESTIONNAIRES

Discover Nasdaq’s Questionnaires Platform

Nasdaq’s questionnaires platform is a dynamic digital solution, purpose-built to meet the needs of everyone in the compliance equation—from corporate secretaries and general counsel to directors and officers.

Nasdaq’s questionnaires platform is a dynamic digital solution, purpose-built to meet the needs of everyone in the compliance equation—from corporate secretaries and general counsel to directors and officers.

NASDAQ’S QUESTIONNAIRES PLATFORM

Key Features

Nasdaq’s questionnaires platform provides corporate secretaries, general counsel, directors, and executive officers with a modernized interface to manage and complete questionnaires and evaluations. Discover key platform features and capabilities.

Nasdaq’s Questionnaires Platform: Modernized Dashboard

Nasdaq’s Questionnaires Platform provides corporate secretaries and general counsel with a modernized interface for managing directors’ and officers’ questionnaires, board and CEO evaluations, and other compliance questionnaires. The platform’s dashboard feature showcases all elements related to your questionnaires and evaluations, so you can update forms, send reminders, download reports, and more—all in one place. Discover other platform features and capabilities here.

Nasdaq’s Questionnaires Platform: Streamlined Director Experience

Nasdaq’s Questionnaires Platform streamlines questionnaire and evaluation processes. Directors and executive officers can complete questionnaires confidently and quickly—and from any device, anytime and anywhere. Discover key platform features and capabilities here.

Nasdaq’s Questionnaires Platform: Data-Driven Reporting

Nasdaq’s Questionnaires Platform transforms manual reporting into a data-driven, automated process, saving time for corporate secretaries and general counsel. With the platform’s reporting feature, you can process respondent data on-demand and report sensitive information with efficiency and confidence. Discover other platform features and capabilities here.

Nasdaq's Platform vs. other technologies

The Value of Our Compliance Questionnaires

NCBE ONLY_Board Member_Director_AdobeStock_190181806

Security

Your questionnaires are stored in Nasdaq’s platform, which leverages the security of third-party cloud provider Microsoft Azure.

NCBE ONLY_Board Member_Director_AdobeStock_437029638

Data & Analytics

Our strategic reporting gives you the data to help you make important decisions for your company.

NCBE ONLY_Board Member_Director_AdobeStock_315096408

Compliance

Our team helps you develop processes that support your internal compliance program.

By The Numbers

A Global Leader in Governance Solutions

1000+
Projects Completed

$10.2
Trillion Market Cap

39%
Fortune 500 Clients

Get your personalized demo today

Request a Demo

Resources

More Information

Nasdaq Governance Solutions

Go beyond the boardroom and explore Nasdaq’s full suite of corporate governance solutions.

Blocks with a clock, envelope, and checklist

Be prepared with board portal software

Streamline meeting management, collaboration, and decision-making processes for boards, committees, and leadership teams.

Streamline meeting management, collaboration, and decision-making processes for boards, committees, and leadership teams.

Grid with multiple checkmarks

Measure and improve with board evaluations

Identify opportunities for improvement, promote alignment between the board and management, and turn director feedback into strategic action.

Identify opportunities for improvement, promote alignment between the board and management, and turn director feedback into strategic action.

Checklist with a comment bubble

Promote efficiency and accuracy with questionnaires

Digitally collect information from directors and officers to help ensure accuracy in disclosures, simplify compliance efforts, and manage potential risks.

Digitally collect information from directors and officers to help ensure accuracy in disclosures, simplify compliance efforts, and manage potential risks.

Ring chart with a user icon in the center.

Increase transparency with ESG reporting.

Simplify the process of environmental, social, and governance (ESG) data capture, engagement, oversight, and disclosure.

Simplify the process of environmental, social, and governance (ESG) data capture, engagement, oversight, and disclosure.

AI Translation

Our translation tool strives for accuracy, yet no machine translation is flawless or a substitute for human translators. Translations are offered as a convenience, "as is." We do not guarantee the accuracy, reliability, or correctness of translations from English to other languages. Certain content may not translate accurately due to software limitations.

The original English text prevails on the website. Variances in translation are non-binding and hold no legal weight for compliance or enforcement. For queries about translated content accuracy, consult the official English version of our site

Our translation tool strives for accuracy, yet no machine translation is flawless or a substitute for human translators. Translations are offered as a convenience, "as is." We do not guarantee the accuracy, reliability, or correctness of translations from English to other languages. Certain content may not translate accurately due to software limitations.

The original English text prevails on the website. Variances in translation are non-binding and hold no legal weight for compliance or enforcement. For queries about translated content accuracy, consult the official English version of our site