Market conduct that appears to be in breach of the market conduct rules will be further investigated and a case against a breaching participant will be opened. Market Surveillance will continue its investigations by gathering information from the relevant market participant(s) and other parties or authorities if relevant.
If the suspicions cannot be invalidated, a report with findings of suspected breach of legal provisions will be sent to the Norwegian Supervisory Authority (Finanstilsynet).
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Market conduct that appears to be in breach of the market conduct rules will be further investigated and a case against a breaching participant will be opened. Market Surveillance will continue its investigations by gathering information from the relevant market participant(s) and other parties or authorities if relevant.
If the suspicions cannot be invalidated, a report with findings of suspected breach of legal provisions will be sent to the Norwegian Supervisory Authority (Finanstilsynet).
If any investigations lead to the conclusion of a performed breach on the market conduct rules at Nasdaq, the case can also be brought forward to the disciplinary committee. This committee is responsible for making recommendations to the Nasdaq Oslo ASA Board of Directors as to issuing adequate sanctions. Any sanction made by the board will then be made public on Nasdaq website.
Any sanctions made by Nasdaq Oslo can be appealed to the exchange appeal committee, which is a publicly appointed and independent appeal body for administrative decisions taken by Norwegian exchanges and authorized marketplaces.
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If any investigations lead to the conclusion of a performed breach on the market conduct rules at Nasdaq, the case can also be brought forward to the disciplinary committee. This committee is responsible for making recommendations to the Nasdaq Oslo ASA Board of Directors as to issuing adequate sanctions. Any sanction made by the board will then be made public on Nasdaq website.
Any sanctions made by Nasdaq Oslo can be appealed to the exchange appeal committee, which is a publicly appointed and independent appeal body for administrative decisions taken by Norwegian exchanges and authorized marketplaces.
Market Surveillance
Market Surveillance
Nasdaq Commodities - Market Surveillance
Nasdaq Oslo ASA is licenced by the Norwegian Ministry of Finance and under supervision by the Financial Supervisory Authority (Finanstilsynet).
Responsibilities
Nasdaq Commodities - Responsibilities
Market Surveillance focuses on the key elements of ensuring well-functioning markets.
Sanctioning
Nasdaq Commodities - Sanctioning
A market participant who violates the rules can be sanctioned by Nasdaq Oslo ASA.
Rules
Trading and Clearing Membership Rules
Legal documentation regarding trading membership at Nasdaq Oslo ASA and clearing membership at Nasdaq Clearing AB.