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FINRA is authorized by Congress to protect America’s investors by making sure the broker-dealer industry operates fairly and honestly. We oversee more than 624,000 brokers across the country—and analyze billions of daily market events.

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Dec 23, 2019
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Dec 11, 2019
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Nov 26, 2019
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Nov 20, 2019
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Nov 20, 2019
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Oct 23, 2019
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Oct 23, 2019
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Oct 3, 2019
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Sep 27, 2019
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Sep 13, 2019
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