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FINRA is authorized by Congress to protect America’s investors by making sure the broker-dealer industry operates fairly and honestly. We oversee more than 624,000 brokers across the country—and analyze billions of daily market events.

Recent Articles

Published
Feb 9, 2021
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Personal Finance

Social Isolation and the Risk of Investment Fraud

Published
Feb 9, 2021
Finra
Published
Jan 28, 2021
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Personal Finance

Following the Crowd: Investing and Social Media

Published
Jan 28, 2021
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Published
Dec 18, 2020
Finra
Personal Finance

Holiday Shopping Cybersecurity Tips

Published
Dec 18, 2020
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Published
Dec 14, 2020
Finra
Personal Finance

Trading Options: Understanding Assignment

Published
Dec 14, 2020
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Published
Jun 30, 2020
Finra
Personal Finance

SEC Regulation Best Interest and Form CRS: What You Need to Know

Published
Jun 30, 2020
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Published
Jun 26, 2020
Finra
Personal Finance

In a Search for Safety, Be Alert for Imposters

Published
Jun 26, 2020
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Published
Jun 19, 2020
Finra
Personal Finance

A Gift for Dad This Father’s Day: Financially Independent Kids

Published
Jun 19, 2020
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Published
Jun 4, 2020
Finra
Personal Finance

COVID-19 Early Withdrawals

Published
Jun 4, 2020
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Published
May 11, 2020
Finra
Personal Finance

Fraud and Your Investment Accounts During COVID-19 Pandemic

Published
May 11, 2020
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Published
Apr 17, 2020
Finra
Personal Finance

3 Things to Know About Stablecoins

Published
Apr 17, 2020
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Published

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