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FINRA is authorized by Congress to protect America’s investors by making sure the broker-dealer industry operates fairly and honestly. We oversee more than 624,000 brokers across the country—and analyze billions of daily market events.

Recent Articles

Published
Dec 3, 2021
Finra
Personal Finance

Where Do Stocks Trade?

Published
Dec 3, 2021
Finra
Published
Oct 4, 2021
Finra
Personal Finance

Key Topics for World Investor Week 2021: Investor Bulletin

Published
Oct 4, 2021
Finra
Published
Sep 13, 2021
Finra
Personal Finance

Are You Staying Cyber Safe? 7 Tips for Securing Your Financial Accounts

Published
Sep 13, 2021
Finra
Published
Aug 30, 2021
Finra
Personal Finance

SPAC Warrants: 5 Tips to Avoid Missed Opportunities

Published
Aug 30, 2021
Finra
Published
Jul 27, 2021
Finra
Personal Finance

Beware of Broker Imposter Scams

Published
Jul 27, 2021
Finra
Published
Jun 25, 2021
Finra
Personal Finance

Pooled Money: Understanding Unit Investment Trusts

Published
Jun 25, 2021
Finra
Published
May 27, 2021
Finra
Personal Finance

Avoiding Fake Check Scams

Published
May 27, 2021
Finra
Published
Apr 12, 2021
Finra
Personal Finance

Short Interest — What It Is, What It Is Not.

Published
Apr 12, 2021
Finra
Published
Mar 29, 2021
Finra
Personal Finance

Investing in a SPAC

Published
Mar 29, 2021
Finra
Published
Feb 10, 2021
Finra
Personal Finance

Nothing Micro About Microcap Fraud: Investing in Low-Priced Stocks

Published
Feb 10, 2021
Finra

Published

Published