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Finra

FINRA is authorized by Congress to protect America’s investors by making sure the broker-dealer industry operates fairly and honestly. We oversee more than 624,000 brokers across the country—and analyze billions of daily market events.

Recent Articles

Published
Apr 3, 2018
Finra
Personal Finance

Investment Risk, Explained

Published
Apr 3, 2018
Finra
Published
Mar 29, 2018
Finra
Personal Finance

Know Before You Share: Be Mindful of Data Aggregation Risks

Published
Mar 29, 2018
Finra
Published
Mar 27, 2018
Finra
Personal Finance

Don't Get Fooled by Fraud This April Fool's Day

Published
Mar 27, 2018
Finra
Published
Mar 22, 2018
Finra
Personal Finance

Tax Time Topics: Cost Basis, What You Need to Know

Published
Mar 22, 2018
Finra
Published
Mar 20, 2018
Finra
Personal Finance

Watch Out for These 4 Behaviors by Your Financial Professional

Published
Mar 20, 2018
Finra
Published
Mar 15, 2018
Finra
Personal Finance

This Tax Season Become a Smart Investor@Your Library

Published
Mar 15, 2018
Finra
Published
Mar 9, 2018
Finra
Personal Finance

Lost Property—Don't Be Escheated Out of Your Savings or Investments

Published
Mar 9, 2018
Finra
Published
Mar 6, 2018
Finra
Personal Finance

6 Smart Ways to Use Your Tax Refund

Published
Mar 6, 2018
Finra
Published
Mar 1, 2018
Finra
Personal Finance

Make the Most of Military Saves Week

Published
Mar 1, 2018
Finra
Published
Feb 27, 2018
Finra
Personal Finance

ETF vs. Mutual Fund: What's the Difference?

Published
Feb 27, 2018
Finra

Published

Published