Ocean Park Asset Management
Contributor
Ocean Park Asset Management, LLC (“Ocean Park”) is an SEC registered investment advisor with a focus on disciplined risk management. Ocean Park provides investment solutions including strategies, models, SMA programs, and investment management services to active mutual funds and ETFs that are registered under the Investment Company Act of 1940. In the firm’s beginning, Ocean Park’s founders developed what the firm believes to be a differentiated approach to portfolio risk management. Today, Ocean Park continues its aim of growing client wealth with the objectives of 1. participating opportunistically in global investment uptrends and 2. using a tactical discipline to help limit downside risk. With $4+ billion AUM and a national presence, the firm seeks to help clients towards their financial goals and provide financial advisors with solutions, knowledge, and tools to help them navigate complex financial landscapes.
Advisory services are offered through Ocean Park Asset Management, LLC, a registered investment adviser (“RIA”) regulated by the U.S. Securities and Exchange Commission (“SEC”). The advisory services are only offered in jurisdictions where the RIA is appropriately registered. The use of the term “registered” does not imply any particular level of skill or training and does not imply any approval by the SEC. For information pertaining to the registration status of Ocean Park Asset Management, LLC, please call 1-844-727-1813 or refer to the Investment Adviser Public Disclosure website (www.adviserinfo.sec.gov).
Past performance does not guarantee future results and there is no guarantee that any investment strategy will achieve its objectives, generate profits, or avoid losses. Investors should carefully consider the investment objectives, risks, charges, and expenses of the Ocean Park Mutual Funds and Ocean Park ETFs (collectively, “Ocean Park Funds”). This and other information about the Ocean Park Funds are contained in the prospectus and should be read carefully before investing. The prospectus can be obtained by calling toll free 1-866-738-4363 (1-866-RETI-FND). The Ocean Park Funds are distributed by Northern Lights Distributors, LLC, member FINRA/SIPC. Ocean Park Asset Management, LLC is not affiliated with Northern Light Distributors, LLC.
There is no guarantee that any investment strategy will achieve its objectives, generate profits or avoid losses. All investments involve risk, including the risk of loss of principal. More information related to the risks of investing in Ocean Park Strategies/Models/Programs can be found in Ocean Park’s Form ADV Part 2A.
Each ETF has specific risks, and the Prospectus should be carefully read before investing. ETFs are subject to specific risks, depending on the nature of the underlying strategy of the fund. These risks could include foreign risk, emerging market risk, liquidity risk, sector risk, as well as risks associated with fixed income securities, real estate investments, and commodities, to name a few. While the shares of ETFs are tradeable on secondary markets, they may not readily trade in all market conditions and may trade at significant discounts in periods of market stress. ETFs trade like stocks, are subject to investment risk, fluctuate in market value and may trade at prices above or below the ETF’s net asset value. Brokerage commissions and ETF expenses will reduce returns. There is no guarantee that an ETF will achieve its objective. The ETFs are newly formed and have no operating history.
This information is for educational purposes and is not intended to provide, and should not be relied upon for, accounting, legal, tax, insurance, or investment advice. This does not constitute an offer to provide any services, nor a solicitation to purchase securities. The contents are not intended to be advice tailored to any particular person or situation. We believe the information provided is accurate and reliable, but do not warrant it as to completeness or accuracy. This information may include opinions or forecasts, including investment strategies and economic and market conditions; however, there is no guarantee that such opinions or forecasts will prove to be correct, and they also may change without notice.
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