SEC Probes Adviser Compliance

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Bruce Karpati

Securities and Exchange Commission

Bruce KarpatiCR

The asset management enforcement unit has other investigations underway, including on mutual fund valuation practices and mutual fund fees.

The views and opinions expressed herein are the views and opinions of the author and do not necessarily reflect those of Nasdaq, Inc.

Copyright © 2010 Institutional Investor


The views and opinions expressed herein are the views and opinions of the author and do not necessarily reflect those of Nasdaq, Inc.

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