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David Tittsworth
David TittsworthInvestment Adviser Association
Securities and Exchange CommissionCR
National Regulatory Services
Speaking to CR later, Tittsworth said some industry officials and SEC staffers were proponents of adopting parts of the B/D regulatory regime, which he argued would be a mistake. "I think that the IA framework is flexible enough to deal with the enormous diversity in the adviser profession and also is an excellent framework for dealing with changes that are inevitable over the course of time," he said.
The views and opinions expressed herein are the views and opinions of the author and do not necessarily reflect those of Nasdaq, Inc.
Copyright © 2010 Institutional Investor
The views and opinions expressed herein are the views and opinions of the author and do not necessarily reflect those of Nasdaq, Inc.
