Launch BrokerCheck Dispute Panel: SIFMA

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Financial Industry Regulatory AuthoritySecurities Industry and Financial Markets Association

E. John MoloneyMoloney Securities Co.

In the interest of fairness, any historic, non-adjudicated or unresolved complaints included in BrokerCheck should feature prominent disclosure that the information is based solely on the customer's allegations and has not been determined by a court, arbitration panel or other authority, Moloney wrote.

The views and opinions expressed herein are the views and opinions of the author and do not necessarily reflect those of Nasdaq, Inc.

Copyright © 2010 Institutional Investor


The views and opinions expressed herein are the views and opinions of the author and do not necessarily reflect those of Nasdaq, Inc.

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