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Richard Ketchum
Financial Industry Regulatory AuthorityRichard KetchumSecurities Industry and Financial Markets Association
Securities and Exchange Commission
"Hopefully, what you'll see in the next few years is a FINRA exam program that continues to be more knowledgeable about what makes your firm tick and wiser about where we choose to spend most of our time," he added.
The views and opinions expressed herein are the views and opinions of the author and do not necessarily reflect those of Nasdaq, Inc.
Copyright © 2010 Institutional Investor
The views and opinions expressed herein are the views and opinions of the author and do not necessarily reflect those of Nasdaq, Inc.
