Credit: Shutterstock photoFinancial Industry Regulatory AuthoritySecurities and Exchange Commission
FINRA also agreed to make its planned KYC obligations less prescriptive and to loosen its proposed requirements on the types of customer information that firms must gather and analyze.
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Copyright © 2010 Institutional Investor
The views and opinions expressed herein are the views and opinions of the author and do not necessarily reflect those of Nasdaq, Inc.
