ETF Listings
Nasdaq Listed ETFs
From Supporting Issuers’ ETF Listings Journeys to Providing Bespoke Educational Content, Nasdaq Supports the ETF Ecosystem Every Step of the Way
Leveraging our reach, trusted execution platform and experience, Nasdaq helps with the ETF listing process by delivering a complete ETF ecosystem with deep liquidity and unparalleled marketing tools to differentiate, activate and amplify your brand. Our experienced support team of subject-matter experts are always accessible and dedicated to your needs – throughout your product lifecycle.
One-Stop ETF Listing Experience With Ongoing Support
We provide tailored ETF services – spanning product development, marketing, compliance, trading and market structure support – that fit your needs, while making it easier to plan expenses through a simple low-cost fee schedule.
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We provide tailored ETF services – spanning product development, marketing, compliance, trading and market structure support – that fit your needs, while making it easier to plan expenses through a simple low-cost fee schedule.
Pioneers of ETF Services Through Innovation and Expertise
As a leading exchange for ETFs, with more than $1 trillion raised in AUM over the past 20+ years, we partner with issuers to deliver state-of-the-art ETFs and, in turn, exciting, new benefits to investors.
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As a leading exchange for ETFs, with more than $1 trillion raised in AUM over the past 20+ years, we partner with issuers to deliver state-of-the-art ETFs and, in turn, exciting, new benefits to investors.
Always on the Leading Edge of Market Quality, Execution and Reform
Listing an ETF with Nasdaq means partnering with the most liquid and resilient platform around and the creator of automated auctions. We aim for the best investor experience, by developing dedicated ETF liquidity programs and driving better market frameworks.
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Listing an ETF with Nasdaq means partnering with the most liquid and resilient platform around and the creator of automated auctions. We aim for the best investor experience, by developing dedicated ETF liquidity programs and driving better market frameworks.
One-of-a-kind Marketing That Reaches Further
Our unparalleled business and marketing acumen provides all types of ETF market participants with the tools to list and invest in the most innovative funds.
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Exclusive content, detailed data sets, and best-in-class trade insights to rewrite your portfolio for tomorrow.
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ETF Issuer Highlights
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Exclusive content, detailed data sets, and best-in-class trade insights to rewrite your portfolio for tomorrow.
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How to List with Nasdaq ETFs
Explore the entire Nasdaq ETFs listings journey, from ticker reservations to designated liquidity providers.
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Explore the entire Nasdaq ETFs listings journey, from ticker reservations to designated liquidity providers.
Subscribe to Nasdaq's ETF Intel Newsletter
Tap into Nasdaq ETF Intel and receive quarterly updates on ETF industry flows, volumes, launches and switches. Plus catch up on Q&As with Nasdaq Listed ETF issuers, mandate searches and more.
Sign Up ->Complimentary ETF Data Portals for ETF Issuers
ETF Intel data analytics in Customer Portal
Customizable, exportable dashboards and data for all ETFs.
Sign up Here
Want to learn more? Download our FAQ
Have a question? Schedule a demo
Report HQ
Reporting Subscriptions in Report HQ
Download historical reports or subscribe via SFTP or email.
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Download historical reports or subscribe via SFTP or email.
Contact Us
For Questions About | By Phone or Email |
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| Listing Qualifications - Initial and Continued Listings | Benjamin Haskell AVP, Head of U.S. Initial Listings and Structured Products +1(240) 715-8355 benjamin.haskell@nasdaq.com |
| ETP Listing Applications (including switches from other exchanges) ETP initial and continued listing standards and processes | Hank Beiter Regulatory Compliance Specialist +1(240) 204-2094 hank.beiter@nasdaq.com ETP_Regulation@nasdaq.com |
| ETP Listings Services and Sales Benefits of Nasdaq Liquidity Programs | Gabby Vennitti Head of ETP Listings +1(914) 510-3354 gabrielle.vennitti@nasdaq.com ETFs@nasdaq.com |
| Office of General Counsel - ETP Rules Filings | Sun Kim Senior Associate General Counsel +1(646) 420-7816 sun.kim@nasdaq.com |
| ETP Marketing | etfmarketing@nasdaq.com |
Let's get started
Still Have Questions? Contact Us For More Information
resource center
ETP Resources
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- ETP Transfer Checklist Open
- ETP Listings Guide Open
- Enhanced Closing Price for ETPs Open
- Nasdaq ETP Listings Overview Open
- Nasdaq Designated Liquidity (DLP) Program Open
- Market Regulation FAQs Open
- Nasdaq Opening and Closing Cross FAQs Open
- Initial ETP Open Factsheet Open
- Nasdaq DLP and MQS Programs Open
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- Listing Center Log In Open
- Preview Sample Listing Forms and Applications Open
- Listing Application Guide Open
- Listing Rules Open
- Rule Filings Open
- Fee Rules Open
- Listing/Rules FAQs Open
- 2025 Nasdaq ETP Regulations Open
- ETP Report List Updates Open
resource center
ETP Market Information
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- Nasdaq Auction Collar information Open
- Nasdaq-Listed Exchange Traded Products Open
- Regulatory Initiatives Open
- Trading Halts Open
- Market Wide Circuit Breaker Open
- Splits Calendar Open
- Dividends Calendar Open
- Earnings Open
- Limit Up Limit Down ETP Tier 1 List Open
ETF Listings Guide
How to List ETFs on Nasdaq
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Exclusive content, detailed data sets, and best-in-class trade insights to rewrite your portfolio for tomorrow.
Try it Now
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New Fund Launches: New funds will be required to complete a certification in connection with the initial listing application. The certification is done within the listing application.
Listing Transfers: Funds switching from another market to Nasdaq are required to complete a certification regarding compliance with Rule 6c-11. The certification is done within the listing application.
Create Listings Center Account* →
*Once logged in, click the "create new form" tab to fill out the listings application.
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Once your application items have been submitted, Listing Qualifications will guide and support you every step of the way and introduce you to our ETF community and key constituents.
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Utilize our ETP Co-Marketing Checklist to amplify and activate your brand and tap into Nasdaq’s global reach, brand exposure, and diversity of activation tools – tailored to your ETP launch.
Robust Designated Liquidity Provider (DLP) Program
Incentives are aligned to varying levels of trading volumes to give your ETF the best support for tradability and allows access to Nasdaq's deep liquidity pool.
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Learn More with our DLP Factsheet -> View Nasdaq Listed ETFs and their DLPs ->
Incentives are aligned to varying levels of trading volumes to give your ETF the best support for tradability and allows access to Nasdaq's deep liquidity pool.
Continued Listings
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ETFs listed under Nasdaq Rule 5704 are required to submit an annual certification regarding the funds compliance with Rule 6c-11 during the fiscal year. The certification is required to be submitted within 30 calendar days of the fund’s fiscal year end. The certification can be done by submitting a Company Event Form.
Data Submission Requirements and Templates for All Other Products
In order to monitor compliance with the requirements, Nasdaq collects the following data from ETP issuers regarding the index or reference asset underlying the ETP:
•Passive ETFs and ETNs: Index Component File due 30 calendar days following the end of the fund's fiscal quarter.
•Active ETFs: Portfolio Component File due 30 calendar days following the end of the fund's fiscal quarter.
•Listed Pursuant to a Product-Specific Rule Filing under Rule 19b-4 (Active or Passive): Portfolio Component File due 30 calendar days following the end of the fund's fiscal quarter and Annual Compliance Certification due 30 calendar days following the fund's fiscal year-end.
NOTE: Submission of the index component or reference asset data described above is NOT required for Rule 6c-11 ETFs pursuant to Nasdaq Rule 5704.
Index Rebalances/Reconstitutions: In lieu of submitting the quarterly component file, issuers can submit an index component file following an index rebalance or reconstitution if the rebalance or reconstitution took place within the fiscal quarter. Issuers who submit this file in connection with a rebalance or reconstitution do not have to submit a separate component file for the same quarter.
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Issuers can submit component information and annual certifications using the Nasdaq Listing Center by completing the Company Event Form.
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ETP Sponsors must use this template for submitting index or portfolio component data. For assistance with this form, please refer to the ETP Listings Guide.
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The most competitive, simple, and straightforward listings fee: No Initial Fees and $4,000 Flat Annual Listing Fee

